Study Guides
Comprehensive preparation resources for every certification track covered by RE5 Exam Prep.
RE5 Representatives: Focused Exam Preparation Guide
A focused RE5 study guide on FAIS representative duties, disclosure, records, complaints, supervision, debarment, with practice MCQs and a self-check rubric.
RE1 Key Individuals: Governance and Oversight
Focused RE1 guide for key individuals: governance gates, fit-and-proper supervision, licensing oversight, records, disclosures, scenarios and practice.
RE3 Category II/IIA Key Individual Exam Prep
Focused RE3 prep for Category II/IIA FSP key individuals: scope, worked mechanisms, common errors, integrated practice and 20 original MCQs.
RE4 Scope-Aware Compliance Study Guide
Original RE4 study guide for South African FAIS compliance roles, with scope correction, worked scenarios, practice rubric and 20 MCQs.
COB Class of Business Exam Prep
Prepare for COB class-of-business assessments with original scenarios, knowledge checks and review rubrics for short-term, long-term and investment products.